New york stock broker license
New York Stock Exchange LLC Trading License Application July 2017 TRADING LICENSE A Trading License is required to effect transactions on the floor of the New York Stock Exchange (the “Exchange”) or through any facility of the Exchange. The Trading License is billed monthly and pro-rated for the amount of time remaining for the year. How to Get a Stock Broker License | Career Trend As a stock broker, you can enjoy an exciting career in the financial industry, while helping customers secure their financial futures. Obtaining a stock broker license requires study, testing and continuing education. A stock broker salary offers the potential for a comfortable income.